OSTTRA SEF LIMITED

• Principal Place of Business

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4402078189000

  Web

  https://osttra.com/nex-sef/

• Complaints Contact

  O S T T R A

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +4407710011549

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shereen Lewejohann

  IRN SXL00714

  • [FCA CF] Manager of certification employee (27 Nov 2023 to 30 Sep 2024)
  • [FCA CF] Client dealing (27 Nov 2023 to 30 Sep 2024)
• Stephen Gerard Caplen

  IRN SGC01071

  • CF3 Chief Executive (28 Jul 2008 to 17 Apr 2015)
  • CF1 Director (2 Jan 2008 to 11 Feb 2015)
• Steven Arthur Woolley

  IRN SAW01145

  • CF11 Money Laundering Reporting (2 Jan 2008 to 30 Jan 2013)
  • CF10 Compliance Oversight (2 Jan 2008 to 23 Feb 2011)
• Steven James Toland

  IRN SJT01220

  • CF1 Director (4 Dec 2009 to 18 Aug 2011)
• Tanja Kuehn

  IRN TXK01346

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
• Timothy Michael Cartledge

  IRN TMC01034

  • CF1 Director (17 Nov 2017 to 15 Nov 2019)
• Tsz Lun Kong

  IRN TXK00105

  • [FCA CF] Client dealing (23 Mar 2021 to 30 Sep 2024)
• Wendy Lee Phillis

  IRN WPL01006

  • CF29 Significant management (2 Jun 2014 to 30 Dec 2016)
• William Frederick Knottenbelt

  IRN WFK01004

  • SMF3 Executive Director (28 Feb 2020 to 21 Apr 2022)

No changes recorded yet.