Stephen Gerard Caplen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF1 Director (4 Sep 2013 to 11 Feb 2015)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF1 Director (AR) (6 Nov 2012 to 17 Apr 2015)
  • Rematch Ltd (no longer approved here)

    FRN 502323

    • Employed By (6 Nov 2012 to 17 Apr 2015)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF3 Chief Executive (12 Jul 2010 to 5 Feb 2013)
    • CF1 Director (30 Apr 2008 to 17 Apr 2015)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • CF3 Chief Executive (28 Jul 2008 to 17 Apr 2015)
    • CF1 Director (2 Jan 2008 to 11 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

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