OSTTRA LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alastair James Hollingdale
IRN AJH01256
- CF1 Director (8 Jul 2004 to 16 May 2005)
Andrew Gross
IRN AXG01480
- CF1 Director (1 Dec 2001 to 12 Nov 2002)
Andrew Lionel Philip Kellner
IRN ALK01030
- CF1 Director (11 Nov 2002 to 17 Feb 2006)
Andrew Morton
IRN AJM01339
- CF1 Director (1 Dec 2001 to 24 Oct 2007)
Andrew Robert Brown
IRN AXB01723
- CF1 Director (1 Dec 2001 to 16 Apr 2002)
Antony David Fearn
IRN ADF01052
- CF1 Director (24 Sep 2002 to 21 May 2003)
Ardavan Norazi
IRN AXN01159
- CF1 Director (1 Dec 2001 to 12 May 2004)
Bernard Bazerque
IRN BXB01200
- CF1 Director (1 Dec 2001 to 27 Aug 2002)
Bradford Levy
IRN BXL01312
- CF3 Chief Executive (15 Oct 2013 to 8 Dec 2019)
- CF1 Director (15 Oct 2013 to 8 Dec 2019)
Brian Helmut Hellmann
IRN BHH01016
- CF2 Non Executive Director (29 Oct 2015 to 30 Jan 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.