Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (26 Jul 2023 to 25 Sep 2023)
-
- CF30 Customer (1 Nov 2022 to 29 Jun 2023)
- CF1 Director (AR) (1 Nov 2022 to 29 Jun 2023)
-
- Employed By (1 Nov 2022 to 29 Jun 2023)
-
- CF29 Significant management (24 Feb 2014 to 1 Jul 2015)
- CF30 Customer (26 Nov 2013 to 1 Jul 2015)
-
- CF29 Significant management (24 Feb 2014 to 1 Jul 2015)
- CF30 Customer (26 Nov 2013 to 1 Jul 2015)
-
- CF16 Significant Mgt (Desgntd Investment Business) (18 May 2005 to 9 Mar 2006)
- CF21 Investment Adviser (21 Feb 2005 to 14 Mar 2007)
-
- CF1 Director (8 Jul 2004 to 16 May 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.