Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • [FCA CF] Client dealing (26 Jul 2023 to 25 Sep 2023)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (1 Nov 2022 to 29 Jun 2023)
    • CF1 Director (AR) (1 Nov 2022 to 29 Jun 2023)
  • Cambridge Machines Limited (no longer approved here)

    FRN 980054

    • Employed By (1 Nov 2022 to 29 Jun 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF29 Significant management (24 Feb 2014 to 1 Jul 2015)
    • CF30 Customer (26 Nov 2013 to 1 Jul 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (24 Feb 2014 to 1 Jul 2015)
    • CF30 Customer (26 Nov 2013 to 1 Jul 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF16 Significant Mgt (Desgntd Investment Business) (18 May 2005 to 9 Mar 2006)
    • CF21 Investment Adviser (21 Feb 2005 to 14 Mar 2007)
  • OSTTRA LIMITED (no longer approved here)

    FRN 207294

    • CF1 Director (8 Jul 2004 to 16 May 2005)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.