Andrew Lionel Philip Kellner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 6 Nov 2024)
    • [FCA CF] Client dealing (since 14 Mar 2024)
    • [FCA CF] Manager of certification employee (since 14 Mar 2024)
    • [FCA CF] Significant management (since 14 Mar 2024)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 6 Nov 2024)
    • [FCA CF] Client dealing (since 14 Mar 2024)
    • [FCA CF] Significant management (since 14 Mar 2024)
    • [FCA CF] Manager of certification employee (since 14 Mar 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (15 Jul 2022 to 29 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 Jul 2022 to 29 Feb 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (15 Jul 2022 to 29 Feb 2024)
    • [FCA CF] Material risk taker (15 Jul 2022 to 29 Feb 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 26 Feb 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Mar 2006 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (20 Oct 2004 to 31 Dec 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Sep 2004 to 31 Dec 2005)
  • OSTTRA LIMITED (no longer approved here)

    FRN 207294

    • CF1 Director (11 Nov 2002 to 17 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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