Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 23 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 23 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 28 Feb 2023)
    • CF29 Significant management (21 Oct 2009 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 23 Jan 2024)
    • [FCA CF] Material risk taker (18 Dec 2020 to 23 Jan 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (7 Mar 2016 to 23 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 23 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2024)
    • [FCA CF] Significant management (7 Mar 2016 to 28 Feb 2023)
    • Responsible for Insurance Mediation (2 Oct 2012 to 12 Nov 2012)
    • CF29 Significant management (21 Oct 2009 to 6 Mar 2016)
  • OSTTRA LIMITED (no longer approved here)

    FRN 207294

    • CF1 Director (1 Dec 2001 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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