OSTTRA LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Eligible Counterparty, Professional
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Calvin Carver
IRN CXC01349
- CF3 Chief Executive (1 Dec 2001 to 22 Mar 2010)
- CF1 Director (1 Dec 2001 to 22 Mar 2010)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
Christine Morrissey
IRN CXM01263
- CF1 Director (27 Aug 2003 to 24 May 2005)
Colin Walker
IRN CXW01649
- CF11 Money Laundering Reporting (13 Sep 2013 to 2 Dec 2016)
- CF10 Compliance Oversight (13 Sep 2013 to 2 Dec 2016)
David Milich
IRN DXM01635
- CF1 Director (1 Dec 2001 to 3 May 2002)
David Paul Elsley
IRN DPE01008
- CF1 Director (8 Jul 2004 to 30 Apr 2008)
David William Bray
IRN DWB01130
- CF11 Money Laundering Reporting (31 Mar 2010 to 13 Sep 2013)
- CF10 Compliance Oversight (31 Mar 2010 to 13 Sep 2013)
David Wong
IRN DXW01392
- CF1 Director (1 Dec 2001 to 27 May 2004)
Edward Galgano
IRN EXG01170
- CF1 Director (29 Jun 2005 to 30 Apr 2008)
Eraj Shirvani
IRN EXS01062
- CF2 Non Executive Director (22 Dec 2009 to 9 Sep 2013)
Ericka Leslie-Horan
IRN EXL01260
- CF1 Director (29 Nov 2012 to 6 May 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.