Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (12 Jul 2018 to 31 May 2024)
- SMF3 Executive Director (27 May 2016 to 1 Dec 2017)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 May 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 May 2024)
- SMF6 Head of Key Business Areas (7 Mar 2016 to 2 Jun 2016)
- Responsible for Insurance Mediation (31 Aug 2011 to 8 Jun 2016)
- CF1 Director (21 Jun 2010 to 9 Dec 2011)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (10 Jul 2002 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 10 Jul 2002)
-
- CF2 Non Executive Director (22 Dec 2009 to 9 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.