Ormonde Advisory Limited

Date authorised
4 November 2020
Companies House
12421418
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    Berkeley Square House
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +442045243210
    Web
    https://www.ormondepartners.com

  • Complaints Contact

    Second Floor
    Berkeley Square House
    London
    W1J 6BD
    UNITED KINGDOM
    Phone
    +442045243210

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Jackson

    IRN BXJ00110

    • (13)[FCA CF] Client dealing (1 Nov 2022 to 16 Sep 2023)
  • Christopher Scott Winn

    IRN CXW19306

    • (13)[FCA CF] Material risk taker (since 6 Dec 2021)
    • (14)[FCA CF] Manager of certification employee (since 6 Dec 2021)
    • (12)[FCA CF] Client dealing (since 25 Mar 2021)
    • (10)SMF3 Executive Director (since 4 Nov 2020)
    • (11)SMF1 Chief Executive (since 4 Nov 2020)
  • David Anthony Cassells

    IRN DAC01303

    • (20)SMF17 Money Laundering Reporting Officer (MLRO) (4 Nov 2020 to 31 May 2021)
    • (21)SMF16 Compliance Oversight (4 Nov 2020 to 31 May 2021)
    • (22)SMF3 Executive Director (4 Nov 2020 to 7 Jan 2021)
  • Federico Hermida Poitevin

    IRN FHP01010

    • (2)CF2 Non Executive Director (AR) (4 Aug 2021 to 31 Jul 2023)
  • Fraser Eliot Marcus

    IRN FEM01005

    • (1)SMF3 Executive Director (since 10 Feb 2023)
    • (4)[FCA CF] Manager of certification employee (since 10 Feb 2023)
    • (3)[FCA CF] Material risk taker (since 10 Feb 2023)
    • (2)[FCA CF] Client dealing (since 10 Feb 2023)
  • George Aberdeen

    IRN GXH01823

    • (19)CF1 Director (AR) (4 May 2021 to 31 Jul 2023)
    • (18)CF30 Customer (4 May 2021 to 31 Jul 2023)
  • Joanna Lalana Kirby

    IRN JLK01071

    • (4)[FCA CF] Client dealing (1 Nov 2021 to 4 Oct 2024)
    • (6)[FCA CF] Manager of certification employee (1 Nov 2021 to 4 Oct 2024)
    • (5)[FCA CF] Material risk taker (1 Nov 2021 to 4 Oct 2024)
    • (3)SMF3 Executive Director (5 Oct 2021 to 15 Jun 2024)
  • Juan Ball

    IRN JXB03304

    • (1)CF2 Non Executive Director (AR) (7 May 2021 to 31 Jul 2023)
  • Kevin Blake Catlett

    IRN KXC00205

    • (12)[FCA CF] Material risk taker (20 Oct 2021 to 12 Jun 2022)
    • (11)[FCA CF] Client dealing (20 Oct 2021 to 12 Jun 2022)
  • Mark James Hodgson

    IRN MJH00243

    • (24)[FCA CF] Client dealing (25 Mar 2021 to 21 May 2021)
    • (23)SMF3 Executive Director (4 Nov 2020 to 17 May 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Client dealing

  2. controlled function added: (8)[FCA CF] Functions requiring qualifications

  3. controlled function added: (7)[FCA CF] Client dealing

  4. controlled function added: (6)[FCA CF] Manager of certification employee

  5. controlled function added: (5)[FCA CF] Material risk taker

  6. controlled function added: (4)[FCA CF] Client dealing

  7. controlled function added: (3)SMF3 Executive Director

  8. controlled function added: (2)CF2 Non Executive Director (AR)

  9. controlled function added: (1)CF2 Non Executive Director (AR)

  10. controlled function removed: [FCA CF] Manager of certification employee

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