Fraser Eliot Marcus

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ormonde Advisory Limited

    FRN 922401

    • (1)SMF3 Executive Director (since 10 Feb 2023)
    • (2)[FCA CF] Client dealing (since 10 Feb 2023)
    • (3)[FCA CF] Material risk taker (since 10 Feb 2023)
    • (4)[FCA CF] Manager of certification employee (since 10 Feb 2023)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (22 Sep 2008 to 30 Jun 2009)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Ormonde Advisory Limited

  2. controlled function removed: [FCA CF] Client dealing at Ormonde Advisory Limited

  3. controlled function removed: [FCA CF] Material risk taker at Ormonde Advisory Limited

  4. controlled function removed: [FCA CF] Manager of certification employee at Ormonde Advisory Limited

  5. controlled function added: (1)SMF3 Executive Director at Ormonde Advisory Limited

  6. controlled function added: (2)[FCA CF] Client dealing at Ormonde Advisory Limited

  7. controlled function added: (3)[FCA CF] Material risk taker at Ormonde Advisory Limited

  8. controlled function added: (4)[FCA CF] Manager of certification employee at Ormonde Advisory Limited