Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MIDDLETON PRIVATE CAPITAL LTD.
FRN 804197
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 16 Oct 2023)
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- (13)[FCA CF] Client dealing (1 Nov 2022 to 16 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (13)[FCA CF] Client dealing at Ormonde Advisory Limited