Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MOUNT CAPITAL LIMITED
FRN 228524
- [FCA CF] Client dealing (since 4 Mar 2025)
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- (6)[FCA CF] Manager of certification employee (1 Nov 2021 to 4 Oct 2024)
- (4)[FCA CF] Client dealing (1 Nov 2021 to 4 Oct 2024)
- (5)[FCA CF] Material risk taker (1 Nov 2021 to 4 Oct 2024)
- (3)SMF3 Executive Director (5 Oct 2021 to 15 Jun 2024)
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- [FCA CF] Manager of certification employee (1 Jan 2020 to 19 Mar 2021)
- [FCA CF] Material risk taker (1 Jan 2020 to 19 Mar 2021)
- [FCA CF] Client dealing (1 Jan 2020 to 19 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
- CF1 Director (7 Oct 2019 to 8 Dec 2019)
- CF30 Customer (2 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (3)SMF3 Executive Director at Ormonde Advisory Limited
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controlled function added: (4)[FCA CF] Client dealing at Ormonde Advisory Limited
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controlled function added: (5)[FCA CF] Material risk taker at Ormonde Advisory Limited
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controlled function added: (6)[FCA CF] Manager of certification employee at Ormonde Advisory Limited