Origen Financial Services Limited

• Principal Place of Business

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

  Web

  https://www.origenfs.co.uk

• Complaints Contact

  Origen Financial Services

  Ascent 4

  2 Gladiator Way

  Farnborough

  Hampshire

  GU14 6XN

  UNITED KINGDOM

  Phone

  +4403442093000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kamran Mallick

  IRN KXM00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2013 to 8 Dec 2019)
• Karen Hamnett

  IRN KXH00087

  • CF30 Customer (1 Nov 2007 to 15 Apr 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Karen Linsley

  IRN KXL00015

  • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Karen Margaret Barwick

  IRN KMB00006

  • CF27 Investment Management (1 Dec 2001 to 24 May 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 24 May 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
• Karolina Beata Zdeb

  IRN KXZ85981

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
• Katie Soutter

  IRN KXS01838

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Katrina Jones

  IRN KXJ01150

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
• Keith Andrew Rounsley

  IRN KAR00004

  • CF30 Customer (11 Dec 2008 to 14 Oct 2009)
• Keith Harrison

  IRN KJH01117

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 29 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
  • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
• Keith James Sheehan

  IRN KJS00056

  • CF21 Investment Adviser (6 Mar 2002 to 29 May 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)

• Berringer Financial Services Ltd (no longer appointed)

  FRN 447356 · Appointed 26 Jan 2006 · Until 1 Nov 2008

• Phoenix Life Insurance Services Ltd (no longer appointed)

  FRN 434604 · Appointed 23 Jun 2005 · Until 6 Apr 2006

No changes recorded yet.