Karen Margaret Barwick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
    • [FCA CF] Client dealing (since 1 Feb 2025)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 24 May 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 24 May 2002)
    • CF27 Investment Management (1 Dec 2001 to 24 May 2002)

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Updates to this individual's record on the FCA register.

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