Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
    • [FCA CF] Client dealing (since 29 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
    • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Jan 2018 to 19 Oct 2018)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 10 Dec 2012)
    • CF22 Investment Adviser (Trainee) (3 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.