Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Jul 2024)
- [FCA CF] Client dealing (since 29 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
- CF30 Customer (23 Nov 2018 to 8 Dec 2019)
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- CF30 Customer (5 Jan 2018 to 19 Oct 2018)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2012)
- CF22 Investment Adviser (Trainee) (3 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.