Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Steve Williams Practice Limited
FRN 216487
- (1)Employed By (since 1 May 2026)
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- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2020)
- CF30 Customer (23 Oct 2015 to 6 Mar 2016)
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- Employed By (6 Sep 2013 to 30 Jun 2015)
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- CF1 Director (AR) (4 Apr 2013 to 6 Sep 2013)
- CF30 Customer (11 Mar 2013 to 30 Jun 2015)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2006 to 23 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.