Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 1 May 2026)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Nov 2020)
    • CF30 Customer (23 Oct 2015 to 6 Mar 2016)
  • City Group (no longer approved here)

    FRN 402154

    • Employed By (6 Sep 2013 to 30 Jun 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (4 Apr 2013 to 6 Sep 2013)
    • CF30 Customer (11 Mar 2013 to 30 Jun 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (23 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2006 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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