Oracle Consultants Ltd

• Principal Place of Business

  Dane O’Hara

  Leonard Curtis

  5th Floor, Grove House

  248a Marylebone Road

  London

  NW1 6BB

  UNITED KINGDOM

• Complaints Contact

  C/O Andy John and Alex Cadwallader

  Leonard Curtis Limited

  5th Floor, Grove House

  248a Marylebone Road

  London

  NW1 6BB

  UNITED KINGDOM

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling which is provided in connection with buy-to-let mortgages and second charge mortgage.
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Vasey

  IRN IXV00006

  • CF30 Customer (15 Jun 2018 to 15 Jan 2019)
• Joanne Bates

  IRN JXB01938

  • [FCA CF] Functions requiring qualifications (27 Jan 2020 to 21 Jul 2020)
• Katrina Williamson

  IRN KDW01025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
• Kim Gray

  IRN KXH01354

  • CF30 Customer (5 Apr 2018 to 21 Jan 2019)
• Michael Anthony Owen

  IRN MAO01047

  • Responsible for Insurance Mediation (12 May 2016 to 12 Jan 2017)
  • CF30 Customer (21 Mar 2016 to 6 Mar 2017)
  • CF10 Compliance Oversight (21 Mar 2016 to 20 Jul 2017)
  • CF1 Director (21 Mar 2016 to 12 Jan 2017)
  • CF11 Money Laundering Reporting (21 Mar 2016 to 20 Jul 2017)
• Nadir Darediya

  IRN NXD01193

  • CF1 Director (8 Aug 2014 to 28 Oct 2014)
  • Responsible for Insurance Mediation (8 Aug 2014 to 28 Oct 2014)
• Nigel Gavin Forde

  IRN NGF00002

  • CF30 Customer (6 Sep 2019 to 1 Oct 2019)
• Nurul Miah

  IRN NXM01346

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (2 Dec 2016 to 8 Dec 2019)
• Paul McElroy

  IRN PAM00043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
• Peter Gibbins

  IRN PMG00025

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)

No changes recorded yet.