Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (12 May 2016 to 12 Jan 2017)
- CF1 Director (21 Mar 2016 to 12 Jan 2017)
- CF30 Customer (21 Mar 2016 to 6 Mar 2017)
- CF11 Money Laundering Reporting (21 Mar 2016 to 20 Jul 2017)
- CF10 Compliance Oversight (21 Mar 2016 to 20 Jul 2017)
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- CF30 Customer (24 Mar 2015 to 31 Mar 2016)
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- Employed By (9 Mar 2015 to 31 Mar 2016)
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- CF30 Customer (28 Jan 2011 to 6 Jan 2015)
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- CF30 Customer (9 Jan 2009 to 30 Dec 2010)
- CF21 Investment Adviser (22 Nov 2005 to 15 Aug 2006)
- CF1 Director (AR) (17 Jul 2003 to 15 Aug 2006)
- CF22 Investment Adviser (Trainee) (17 Jul 2003 to 22 Nov 2005)
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- Employed By (17 Jul 2003 to 15 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.