Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oracle Consultants Ltd (no longer approved here)

    FRN 618258

    • Responsible for Insurance Mediation (12 May 2016 to 12 Jan 2017)
    • CF1 Director (21 Mar 2016 to 12 Jan 2017)
    • CF30 Customer (21 Mar 2016 to 6 Mar 2017)
    • CF11 Money Laundering Reporting (21 Mar 2016 to 20 Jul 2017)
    • CF10 Compliance Oversight (21 Mar 2016 to 20 Jul 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (24 Mar 2015 to 31 Mar 2016)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (9 Mar 2015 to 31 Mar 2016)
  • AM&A INVESTMENT & PENSION PLANNING LIMITED (no longer approved here)

    FRN 445480

    • CF30 Customer (28 Jan 2011 to 6 Jan 2015)
  • Johnston Financial Limited (no longer approved here)

    FRN 131706

    • CF30 Customer (9 Jan 2009 to 30 Dec 2010)
    • CF21 Investment Adviser (22 Nov 2005 to 15 Aug 2006)
    • CF1 Director (AR) (17 Jul 2003 to 15 Aug 2006)
    • CF22 Investment Adviser (Trainee) (17 Jul 2003 to 22 Nov 2005)
  • Special Risks Bureau Ltd (no longer approved here)

    FRN 226208

    • Employed By (17 Jul 2003 to 15 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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