Ian Vasey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2024)
    • [FCA CF] Client dealing (since 26 Apr 2024)
  • MONTPELLIER ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 521333

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Mar 2024)
    • CF30 Customer (19 Mar 2019 to 8 Dec 2019)
  • Oracle Consultants Ltd (no longer approved here)

    FRN 618258

    • CF30 Customer (15 Jun 2018 to 15 Jan 2019)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (1 Oct 2013 to 5 Apr 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Oct 2008 to 30 Sep 2013)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.