Joanne Bates

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cornerstone Finance Group Ltd

    FRN 767202

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 30 May 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Dec 2022)
  • Jo Bates Mortgage Services Ltd

    FRN 1014287

    • (1)Employed By (since 30 May 2024)
  • Oracle Consultants Ltd (no longer approved here)

    FRN 618258

    • [FCA CF] Functions requiring qualifications (27 Jan 2020 to 21 Jul 2020)
  • JANE NEWMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 832988

    • [FCA CF] Client dealing (16 Jan 2020 to 17 Jan 2020)
    • [FCA CF] Functions requiring qualifications (16 Jan 2020 to 6 Jan 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (10 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Apr 2003 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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