One Four Nine Wealth Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
One Four Nine Wealth16 Berkeley StreetLondonWestminsterW1J 8DZUNITED KINGDOM- Phone
- +4403330444149
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Complaints Contact
One Four Nine Wealth Ltd16 Berkeley StreetLondonWestminsterW1J 8DZUNITED KINGDOM- Phone
- +4403330444149
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Jeffrey Swindells
IRN JGS01106
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 11 Dec 2025)
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Jeremy Justice
IRN JXJ01386
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 14 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 14 Apr 2026)
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Joanne Clare Beesley
IRN JCB01199
- CF28 Systems and controls (22 Jul 2009 to 20 Jun 2014)
- CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 31 Oct 2007)
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Jonathan Neil Campbell
IRN JNC00017
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 30 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
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Joy Angela Griffin
IRN JAG01152
- [FCA CF] Client dealing (2 Sep 2024 to 30 May 2025)
- [FCA CF] Functions requiring qualifications (2 Sep 2024 to 30 May 2025)
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Katherine Teresa Whatmough
IRN KTW00011
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
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Kathryn Louise Allen
IRN KLA01030
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
- [FCA CF] Client dealing (since 1 Dec 2025)
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Liam Paul Bray
IRN LXB16077
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 18 Oct 2024)
- [FCA CF] Client dealing (since 18 Oct 2024)
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Louise Catherine Hogg
IRN LXH01357
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
- [FCA CF] Client dealing (since 1 Apr 2025)
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Luke Rainbird
IRN LXR77066
- [FCA CF] Client dealing (17 Jan 2024 to 16 Jul 2024)
- [FCA CF] Functions requiring qualifications (17 Jan 2024 to 16 Jul 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.