Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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One Four Nine Wealth Limited
FRN 153508
- 11. Pension transfer specialist
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 30 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 30 Jun 2025)
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- CF30 Customer (1 Nov 2007 to 12 Jul 2011)
- CF21 Investment Adviser (14 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Sep 2006 to 15 May 2007)
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- CF21 Investment Adviser (14 May 2007 to 14 May 2007)
- CF22 Investment Adviser (Trainee) (4 Sep 2006 to 15 May 2007)
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- CF21 Investment Adviser (17 Oct 2005 to 7 Jul 2006)
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- CF21 Investment Adviser (2 Jun 2005 to 14 Jun 2005)
- CF22 Investment Adviser (Trainee) (9 Jun 2004 to 2 Jun 2005)
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- CF22 Investment Adviser (Trainee) (3 Oct 2002 to 3 Oct 2002)
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- CF21 Investment Adviser (24 Apr 2002 to 4 Sep 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.