Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
    • [FCA CF] Client dealing (since 28 Jul 2025)
  • One Four Nine Wealth Limited (no longer approved here)

    FRN 153508

    • [FCA CF] Client dealing (2 Sep 2024 to 30 May 2025)
    • [FCA CF] Functions requiring qualifications (2 Sep 2024 to 30 May 2025)
    • [FCA CF] Client dealing (27 Feb 2024 to 9 Aug 2024)
    • [FCA CF] Functions requiring qualifications (27 Feb 2024 to 9 Aug 2024)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • [FCA CF] Client dealing (2 Nov 2022 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 31 Jan 2024)
  • Tailormade Financial Planning Ltd (no longer approved here)

    FRN 195009

    • (13)Employed By (23 Sep 2003 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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