Kathryn Louise Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (8 Apr 2024 to 19 Nov 2025)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (8 Apr 2024 to 28 Nov 2025)
    • [FCA CF] Client dealing (2 Apr 2024 to 19 Nov 2025)
    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 19 Nov 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Client dealing (2 Apr 2024 to 19 Nov 2025)
    • [FCA CF] Functions requiring qualifications (2 Apr 2024 to 19 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.