Old Park Lane Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Malcolm Edwin Coomber
IRN MEC01087
- CF2 Non Executive Director (16 Jul 2008 to 30 Sep 2009)
Michael Parnes
IRN MXP01515
- CF28 Systems and controls (13 May 2013 to 8 May 2015)
- CF11 Money Laundering Reporting (18 Feb 2013 to 1 Apr 2015)
- CF10 Compliance Oversight (18 Feb 2013 to 1 Apr 2015)
- CF30 Customer (4 Apr 2008 to 8 May 2015)
- CF3 Chief Executive (4 Apr 2008 to 8 May 2015)
- CF1 Director (4 Apr 2008 to 8 May 2015)
Navinchandra Khokhrai
IRN NXK01196
- CF11 Money Laundering Reporting (1 Apr 2015 to 1 May 2015)
- CF10 Compliance Oversight (1 Apr 2015 to 1 May 2015)
Oliver James Hughes
IRN OJH01003
- CF30 Customer (17 Jul 2015 to 30 Nov 2015)
Peter Graham Comrie
IRN PGC01038
- CF30 Customer (1 May 2009 to 11 Jul 2011)
Philip John Swinfen
IRN PJS01380
- CF30 Customer (1 Oct 2010 to 13 Sep 2013)
Richard Graham Edward Holt
IRN RGH01099
- CF30 Customer (10 Jan 2011 to 10 Feb 2011)
Richard Harper
IRN RXH01388
- CF1 Director (16 May 2016 to 22 Sep 2016)
Simon John Tweddle
IRN SJT01253
- CF28 Systems and controls (9 Jul 2015 to 18 Mar 2016)
Simon Robert Lapthorne
IRN SRL01039
- CF30 Customer (10 Dec 2009 to 6 Sep 2010)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.