Richard Harper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

West Point Derivatives Ltd (no longer approved here)
FRN 430967
- CF1 Director (16 May 2016 to 22 Sep 2016)
Old Park Lane Capital Limited (no longer approved here)
FRN 477870
- CF1 Director (16 May 2016 to 22 Sep 2016)
Solo Capital Partners LLP (no longer approved here)
FRN 566533
- CF4 Partner (16 May 2016 to 22 Sep 2016)
Telesto Markets LLP (no longer approved here)
FRN 609226
- CF4 Partner (16 May 2016 to 22 Sep 2016)
Neuberger Berman Europe Limited (no longer approved here)
FRN 442488
- CF1 Director (5 Dec 2008 to 8 May 2009)
RWE Trading Services Limited (no longer approved here)
FRN 208155
- CF21 Investment Adviser (30 Apr 2002 to 15 Aug 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.