Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Old Park Lane Capital Limited (no longer approved here)

    FRN 477870

    • CF28 Systems and controls (13 May 2013 to 8 May 2015)
    • CF10 Compliance Oversight (18 Feb 2013 to 1 Apr 2015)
    • CF11 Money Laundering Reporting (18 Feb 2013 to 1 Apr 2015)
    • CF30 Customer (4 Apr 2008 to 8 May 2015)
    • CF1 Director (4 Apr 2008 to 8 May 2015)
    • CF3 Chief Executive (4 Apr 2008 to 8 May 2015)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF21 Investment Adviser (14 Sep 2004 to 15 Jul 2005)
    • CF26 Customer Trading (14 Sep 2004 to 15 Jul 2005)
    • CF22 Investment Adviser (Trainee) (22 Jan 2004 to 6 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.