Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (13 May 2013 to 8 May 2015)
- CF10 Compliance Oversight (18 Feb 2013 to 1 Apr 2015)
- CF11 Money Laundering Reporting (18 Feb 2013 to 1 Apr 2015)
- CF30 Customer (4 Apr 2008 to 8 May 2015)
- CF1 Director (4 Apr 2008 to 8 May 2015)
- CF3 Chief Executive (4 Apr 2008 to 8 May 2015)
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- CF21 Investment Adviser (14 Sep 2004 to 15 Jul 2005)
- CF26 Customer Trading (14 Sep 2004 to 15 Jul 2005)
- CF22 Investment Adviser (Trainee) (22 Jan 2004 to 6 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.