Oculus Wealth Management Limited

Date authorised
2 January 2014
Companies House
08589641
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362
    Web
    https://www.oculuswealth.co.uk

  • Complaints Contact

    Oculus Wealth Management Ltd
    2 Grove Park Court
    Harrogate
    North Yorkshire
    HG1 4DP
    UNITED KINGDOM
    Phone
    +4401423369362

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Randall

    IRN JXR00149

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • CF30 Customer (28 Sep 2023 to 23 Jan 2026)
  • Jeremy Charles Snowball

    IRN JCS00012

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 23 Jul 2024)
    • [FCA CF] Client dealing (since 23 Jul 2024)
    • CF30 Customer (since 1 Jun 2024)
    • CF1 Director (AR) (since 1 Jun 2024)
  • Jeremy Clark Goodman

    IRN JCG00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Sep 2015)
    • CF30 Customer (since 29 Sep 2015)
  • John Leonard Male

    IRN JLM00050

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2025)
    • [FCA CF] Client dealing (since 3 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
    • CF1 Director (AR) (since 30 Nov 2025)
    • CF30 Customer (since 30 Nov 2025)
  • Jonathan Paul Gough

    IRN JPG01064

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Dec 2021)
    • CF1 Director (AR) (since 29 Dec 2021)
    • CF30 Customer (since 29 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Dec 2021)
  • Kaleem Mohammed

    IRN KXM01856

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2022)
    • CF30 Customer (since 30 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (since 30 Jun 2022)
    • [FCA CF] Client dealing (since 30 Jun 2022)
  • Karen Anne Masi

    IRN KXM35818

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2020)
    • Appointed representative dealing with clients for which they require qualification (since 6 Mar 2020)
    • CF1 Director (AR) (since 6 Mar 2020)
    • CF30 Customer (since 6 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Kevin Mark Woodward

    IRN KMW00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2020)
    • CF30 Customer (since 10 Aug 2020)
    • CF1 Director (AR) (since 10 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Liam David George Wood

    IRN LDW01029

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Oct 2022)
    • CF30 Customer (20 Mar 2017 to 8 Dec 2019)
  • Louise Caroline Cole

    IRN LCC00003

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 20 Sep 2022)
    • CF30 Customer (since 11 Aug 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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