John Leonard Male

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2025)
    • [FCA CF] Client dealing (since 3 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
    • CF30 Customer (since 30 Nov 2025)
    • CF1 Director (AR) (since 30 Nov 2025)
  • Oculus Wealth Management (Solihull) Limited

    FRN 1040504

    • (1)Employed By (since 30 Nov 2025)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Functions requiring qualifications (5 Jan 2021 to 29 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (5 Jan 2021 to 29 Sep 2025)
    • [FCA CF] Client dealing (5 Jan 2021 to 29 Sep 2025)
    • CF30 Customer (31 Dec 2018 to 30 Nov 2022)
  • Fitzrovia Financial Services Limited (no longer approved here)

    FRN 196973

    • (5)Employed By (18 Jan 2011 to 30 Nov 2022)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
    • CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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