James Randall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 Dec 2025)
    • [FCA CF] Client dealing (since 31 Dec 2025)
    • CF30 Customer (since 9 Oct 2025)
  • Prism Wealth Management Ltd

    FRN 1042389

    • (2)Employed By (since 9 Oct 2025)
  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2023)
    • CF30 Customer (28 Sep 2023 to 23 Jan 2026)
  • Oculus Wealth Management (Bishop's Stortford) Limited

    FRN 991975

    • (2)Employed By (since 28 Sep 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2023)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2023)
    • CF30 Customer (30 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Dec 2001 to 14 May 2002)
  • Sigma Asset Management (no longer approved here)

    FRN 183886

    • Employed By (10 Aug 1999 to 20 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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