Louise Caroline Cole

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Sep 2022)
    • [FCA CF] Client dealing (since 20 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2022)
    • CF30 Customer (since 11 Aug 2022)
  • Oculus Wealth Management (Wolverhampton) Limited

    FRN 926611

    • (1)Employed By (since 11 Aug 2022)

Recent activity

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