NUCLEUS FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Greenside

  12 Blenheim Place

  Edinburgh

  Midlothian

  EH7 5JH

  UNITED KINGDOM

  Phone

  +4401312269800

  Web

  https://www.nucleusfinancial.com

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4401312269740

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kirsty Marina Lynagh

  IRN KML01076

  • SMF18 Other Overall Responsibility (5 Aug 2021 to 3 Sep 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Sep 2021)
  • CF29 Significant management (8 Nov 2017 to 8 Dec 2019)
• Laura Lee Green

  IRN LXM37710

  • [FCA CF] Significant management (since 26 Jun 2023)
• Leanne Prowse

  IRN LXP01320

  • CF10 Compliance Oversight (14 Apr 2011 to 31 May 2011)
• Leanne Teresa Penny

  IRN LXP00260

  • [FCA CF] Material risk taker (31 May 2022 to 7 Jul 2022)
• Louis Petherick

  IRN LXP01287

  • SMF16 Compliance Oversight (since 1 Aug 2025)
  • SMF4 Chief Risk (since 1 Aug 2025)
• Lukas Van der Walt

  IRN LXV01044

  • CF2 Non Executive Director (18 Sep 2008 to 1 Feb 2016)
• Margaret Hassall

  IRN MGH01152

  • CF2 Non Executive Director (18 May 2018 to 8 Dec 2019)
• Mark Patrick Hastings

  IRN MPH01115

  • [FCA CF] Significant management (10 Apr 2023 to 9 Feb 2024)
• Martin Philip Ettles

  IRN MXE09200

  • SMF4 Chief Risk (29 Jul 2021 to 2 Aug 2023)
  • SMF16 Compliance Oversight (3 Jun 2020 to 2 Aug 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Jun 2020 to 2 Aug 2023)
• Matthew James Taylor

  IRN MXT01261

  • [FCA CF] Significant management (21 Sep 2022 to 28 Apr 2023)

No changes recorded yet.