NUCLEUS FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Greenside

  12 Blenheim Place

  Edinburgh

  Midlothian

  EH7 5JH

  UNITED KINGDOM

  Phone

  +4401312269800

  Web

  https://www.nucleusfinancial.com

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4401312269740

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to dealing as principal in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael David Seddon

  IRN MDS00005

  • CF2 Non Executive Director (15 Apr 2014 to 26 Jul 2018)
• Michael Paul Lennon

  IRN MXL00787

  • [FCA CF] Significant management (since 29 Sep 2025)
• Michael Robert Regan

  IRN MRR01080

  • SMF18 Other Overall Responsibility (since 1 Jan 2024)
  • SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
  • SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
• Michael Scott

  IRN MXS20892

  • [FCA CF] Significant management (since 10 Feb 2026)
• Michelle Margaret Davis

  IRN MXD55791

  • [FCA CF] Significant management (since 24 Sep 2025)
• Neil Julian Albric Howitt

  IRN NJH01205

  • CF11 Money Laundering Reporting (1 May 2009 to 1 Jan 2010)
  • CF10 Compliance Oversight (1 May 2009 to 1 Jan 2010)
• Nicholas Theodoro Christodoulou

  IRN NTC01015

  • CF2 Non Executive Director (19 Dec 2006 to 19 Jul 2008)
• Nicola Clare Megaw

  IRN NCM01082

  • CF29 Significant management (9 Nov 2017 to 8 Dec 2019)
• Nicola Jane Crawford

  IRN NXC00040

  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
  • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
  • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
• Nigel Bruce Wilson

  IRN NBW00001

  • CF2 Non Executive Director (28 Apr 2011 to 30 Jun 2014)

No changes recorded yet.