Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Tobias Kristoffer Neergaard Theill Eriksen

  IRN TXE00153

  • [FCA CF] Client dealing (since 16 Dec 2025)
• Toby Matthew Huth-Wallis

  IRN TXH01316

  • [FCA CF] Material risk taker (14 Jul 2021 to 25 Oct 2022)
  • [FCA CF] Client dealing (14 Jul 2021 to 25 Oct 2022)
• Tomer Fridland

  IRN TXF00251

  • [FCA CF] Client dealing (1 Sep 2025 to 9 Dec 2025)
• Tommaso Beverina

  IRN TXB00433

  • [FCA CF] Client dealing (22 Dec 2022 to 26 Nov 2024)
• Tony Lafosse

  IRN TXL33669

  • [FCA CF] Material risk taker (since 8 Nov 2022)
  • [FCA CF] Manager of certification employee (since 8 Nov 2022)
• Tony Wang

  IRN TXW01476

  • [FCA CF] Client dealing (since 23 May 2018)
  • [FCA CF] Material risk taker (31 Jan 2020 to 16 Oct 2024)
• Torsten Dueing

  IRN TXD01237

  • [FCA CF] Manager of certification employee (20 Dec 2019 to 1 Feb 2022)
  • [FCA CF] Material risk taker (11 Nov 2019 to 1 Feb 2022)
  • [FCA CF] Client dealing (1 Aug 2018 to 1 Feb 2022)
• Toru Otsuka

  IRN TXO01184

  • [FCA CF] Significant management (3 Jul 2024 to 12 Nov 2024)
  • [FCA CF] Client dealing (3 Jul 2024 to 12 Nov 2024)
  • [FCA CF] Manager of certification employee (3 Jul 2024 to 12 Nov 2024)
• Tracy Ann Blowfield

  IRN TAB01057

  • CF20 Significant Mgt (Settlements) (25 Jul 2003 to 10 May 2006)
• Tristan Jacques Henri Laurencin

  IRN TXL01073

  • [FCA CF] Manager of certification employee (3 Jan 2019 to 29 Apr 2019)
  • [FCA CF] Client dealing (25 May 2017 to 29 Apr 2019)

No changes recorded yet.