Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (3 Jan 2019 to 29 Apr 2019)
- [FCA CF] Material risk taker (30 Oct 2017 to 29 Apr 2019)
- [FCA CF] Client dealing (25 May 2017 to 29 Apr 2019)
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- [FCA CF] Manager of certification employee (3 Jan 2019 to 29 Apr 2019)
- [FCA CF] Client dealing (25 May 2017 to 29 Apr 2019)
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- CF30 Customer (16 Sep 2013 to 6 Mar 2016)
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- CF30 Customer (12 May 2010 to 18 Jun 2013)
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- CF30 Customer (31 Dec 2009 to 23 Feb 2010)
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- CF30 Customer (1 Sep 2008 to 4 Dec 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.