Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 15 Nov 2022)
    • [FCA CF] Material risk taker (since 15 Nov 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (14 Jul 2021 to 25 Oct 2022)
    • [FCA CF] Material risk taker (14 Jul 2021 to 25 Oct 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (30 Oct 2017 to 25 Oct 2022)
    • [FCA CF] Client dealing (3 Nov 2016 to 25 Oct 2022)
    • CF30 Customer (30 May 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Oct 2010 to 16 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.