Alphadyne Asset Management (UK) LLP

• Principal Place of Business

  2 St. James's Market

  2nd Floor

  St. James

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442073312430

  Web

  http://www.adyne.com

• Complaints Contact

  2 St. James's Market

  2nd Floor, St. James

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442075312436

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Alphadyne (UK) Holdings II Limited

  IRN XXA01345

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (31 Jul 2017 to 8 Dec 2019)
• . Alphadyne (UK) Holdings Limited

  IRN XXA01264

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Oct 2013 to 8 Dec 2019)
• Adrien de Saint Leger

  IRN AXD01044

  • [FCA CF] Client dealing (since 3 Mar 2025)
• Ajay Mehra

  IRN AXM03810

  • SMF16 Compliance Oversight (3 Dec 2024 to 1 Jan 2026)
• Alan Weiss

  IRN AXW25812

  • SMF16 Compliance Oversight (17 Mar 2020 to 31 Mar 2023)
• Alejandro Hart

  IRN AXH02027

  • [FCA CF] Material risk taker (28 Jun 2023 to 24 Jul 2024)
  • [FCA CF] Client dealing (28 Jun 2023 to 24 Jul 2024)
• Ali Daya

  IRN AAD01049

  • [FCA CF] Material risk taker (since 31 Oct 2022)
  • [FCA CF] Client dealing (since 31 Oct 2022)
• Alina-Viktorovna Kanygina

  IRN AXK01586

  • [FCA CF] Client dealing (since 20 Nov 2024)
• Arup Pal

  IRN AXP03034

  • CF30 Customer (7 Mar 2018 to 6 Aug 2019)
• Christiana Virginia Toutet

  IRN CVT01007

  • SMF1 Chief Executive (5 Mar 2020 to 30 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2025)
  • CF11 Money Laundering Reporting (31 Jul 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 Jul 2017 to 8 Dec 2019)
  • CF30 Customer (19 Apr 2017 to 8 Dec 2019)

No changes recorded yet.