Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 17 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 17 Sep 2024)
    • [FCA CF] Material risk taker (since 17 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Jan 2021 to 4 May 2023)
    • [FCA CF] Material risk taker (18 Jan 2021 to 4 May 2023)
    • [FCA CF] Manager of certification employee (24 Dec 2020 to 24 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 May 2023)
    • CF30 Customer (6 Oct 2015 to 6 Mar 2016)
  • Alphadyne Asset Management (UK) LLP (no longer approved here)

    FRN 603570

    • [FCA CF] Material risk taker (28 Jun 2023 to 24 Jul 2024)
    • [FCA CF] Client dealing (28 Jun 2023 to 24 Jul 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Oct 2009 to 7 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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