Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alphadyne Asset Management (UK) LLP (no longer approved here)

    FRN 603570

    • SMF16 Compliance Oversight (3 Dec 2024 to 1 Jan 2026)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF10 Compliance Oversight (16 Jan 2015 to 31 Mar 2017)
    • CF11 Money Laundering Reporting (16 Jan 2015 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.