Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (20 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Material risk taker (5 Apr 2019 to 1 Feb 2022)
    • [FCA CF] Client dealing (1 Aug 2018 to 1 Feb 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (20 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Material risk taker (11 Nov 2019 to 1 Feb 2022)
    • [FCA CF] Client dealing (1 Aug 2018 to 1 Feb 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (6 Dec 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • CF21 Investment Adviser (2 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.