Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (3 Jul 2024 to 12 Nov 2024)
    • [FCA CF] Client dealing (3 Jul 2024 to 12 Nov 2024)
    • [FCA CF] Manager of certification employee (3 Jul 2024 to 12 Nov 2024)
    • CF30 Customer (27 Aug 2009 to 15 Jan 2013)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (3 Jul 2024 to 12 Nov 2024)
    • [FCA CF] Client dealing (3 Jul 2024 to 12 Nov 2024)
    • [FCA CF] Manager of certification employee (3 Jul 2024 to 12 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

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