Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Tetsuya Hiraoka

  IRN TXH33661

  • [FCA CF] Material risk taker (22 Nov 2019 to 6 Apr 2020)
  • [FCA CF] Manager of certification employee (25 Jan 2019 to 6 Apr 2020)
  • [FCA CF] Client dealing (16 Aug 2018 to 6 Apr 2020)
• Tharsh Tharshan

  IRN TXT33641

  • [FCA CF] Material risk taker (18 Feb 2020 to 31 Dec 2021)
  • [FCA CF] Manager of certification employee (21 Aug 2019 to 22 Apr 2020)
  • [FCA CF] Client dealing (18 Sep 2018 to 31 Dec 2021)
• Theo Porret

  IRN TXP00052

  • [FCA CF] Client dealing (18 Jun 2021 to 26 Sep 2022)
• Theo Tobias

  IRN TXT00177

  • [FCA CF] Client dealing (27 Oct 2022 to 1 Jun 2023)
• Thibaud Tran Ba Huy

  IRN TFT01011

  • [FCA CF] Manager of certification employee (21 Aug 2020 to 26 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Aug 2022)
  • [FCA CF] Client dealing (3 Jul 2018 to 26 Aug 2022)
• Thibaut Franceschi

  IRN TXF01234

  • [FCA CF] Material risk taker (14 Sep 2021 to 21 Apr 2022)
  • [FCA CF] Client dealing (19 Jan 2018 to 21 Apr 2022)
• Thomas Brennan

  IRN TMB01085

  • [FCA CF] Material risk taker (15 Sep 2021 to 28 Aug 2025)
  • [FCA CF] Client dealing (15 Sep 2021 to 28 Aug 2025)
• Thomas Dupont

  IRN TXD00320

  • [FCA CF] Client dealing (since 27 Feb 2025)
• Thomas James Hartland-Bryant

  IRN TXH87680

  • [FCA CF] Client dealing (1 Sep 2021 to 6 Dec 2022)
• Thomas Joseph Rafferty

  IRN TXR01344

  • [FCA CF] Material risk taker (15 Dec 2022 to 30 Jun 2025)
  • [FCA CF] Client dealing (15 Dec 2022 to 30 Jun 2025)

No changes recorded yet.