Thomas Joseph Rafferty

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (15 Dec 2022 to 30 Jun 2025)
    • [FCA CF] Material risk taker (15 Dec 2022 to 30 Jun 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (23 Dec 2019 to 30 Jun 2025)
    • [FCA CF] Client dealing (14 Mar 2017 to 30 Jun 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (9 Sep 2013 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (9 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.