Thibaud Tran Ba Huy

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (21 Aug 2020 to 26 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 Aug 2022)
    • [FCA CF] Client dealing (3 Jul 2018 to 26 Aug 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (8 Jul 2020 to 26 Aug 2022)
    • [FCA CF] Client dealing (4 Nov 2016 to 26 Aug 2022)
    • [FCA CF] Material risk taker (4 Nov 2016 to 26 Aug 2022)
    • CF30 Customer (1 Jun 2009 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (24 Mar 2009 to 17 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.