Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (22 Nov 2019 to 6 Apr 2020)
    • [FCA CF] Manager of certification employee (25 Jan 2019 to 6 Apr 2020)
    • [FCA CF] Client dealing (16 Aug 2018 to 6 Apr 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (1 Mar 2019 to 6 Apr 2020)
    • [FCA CF] Manager of certification employee (25 Jan 2019 to 6 Apr 2020)
    • [FCA CF] Client dealing (16 Aug 2018 to 6 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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