Tharsh Tharshan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Material risk taker (since 15 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 19 Jun 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 15 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 19 Jun 2025)
  • Citibank Europe plc

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Aug 2025)
    • [FCA CF] Material risk taker (since 15 Aug 2025)
    • [FCA CF] Client dealing (since 19 Jun 2025)
  • Rokos Capital Management LLP (no longer approved here)

    FRN 679721

    • [FCA CF] Client dealing (9 May 2022 to 26 Oct 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (18 Feb 2020 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (21 Aug 2019 to 22 Apr 2020)
    • [FCA CF] Client dealing (18 Sep 2018 to 31 Dec 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (13 Nov 2019 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (21 Aug 2019 to 22 Apr 2020)
    • [FCA CF] Client dealing (18 Sep 2018 to 31 Dec 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Oct 2009 to 15 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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