Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Orazio Tarda

  IRN OXT01013

  • [FCA CF] Significant management (since 29 Nov 2024)
  • [FCA CF] Material risk taker (since 15 Nov 2024)
  • [FCA CF] Client dealing (since 10 Jul 2024)
  • [FCA CF] Manager of certification employee (since 10 Jul 2024)
• Ori Dittrich

  IRN OXD47641

  • [FCA CF] Client dealing (18 Jun 2021 to 18 Jul 2024)
• Othmane El Outati

  IRN OXE00026

  • [FCA CF] Client dealing (since 28 Jul 2022)
• Othmane Sammari

  IRN OXS00075

  • [FCA CF] Client dealing (18 Jan 2022 to 29 Nov 2023)
• Ovijit Paul

  IRN PXO01147

  • [FCA CF] Material risk taker (since 11 Apr 2023)
  • [FCA CF] Client dealing (since 4 Jun 2021)
• Pamela Youssef Massaad Scott

  IRN PXM01885

  • [FCA CF] Material risk taker (24 Jan 2024 to 12 Dec 2024)
• Pape Modou Ngack

  IRN PMN01048

  • [FCA CF] Manager of certification employee (since 4 Mar 2025)
  • [FCA CF] Client dealing (since 24 Nov 2023)
• Parinaz Recayte

  IRN PXK01561

  • [FCA CF] Client dealing (9 May 2023 to 6 Jul 2024)
  • [FCA CF] Material risk taker (9 May 2023 to 6 Jul 2024)
• Pasquale Cataldi

  IRN PXC01305

  • [FCA CF] Client dealing (15 Jun 2022 to 22 Mar 2023)
  • [FCA CF] Manager of certification employee (15 Jun 2022 to 22 Mar 2023)
  • [FCA CF] Material risk taker (15 Jun 2022 to 22 Mar 2023)
  • [FCA CF] Significant management (15 Jun 2022 to 22 Mar 2023)
• Patrice Maffre

  IRN PCM01092

  • SMF18 Other Overall Responsibility (since 24 May 2023)
  • [FCA CF] Significant management (24 Mar 2021 to 25 May 2023)
  • [FCA CF] Material risk taker (3 Nov 2016 to 25 May 2023)
  • [FCA CF] Manager of certification employee (3 Nov 2016 to 25 May 2023)
  • [FCA CF] Client dealing (3 Nov 2016 to 25 May 2023)

No changes recorded yet.