Patrice Maffre

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • SMF6 Head of Key Business Areas (since 24 May 2023)
    • [FCA CF] Significant management (24 Mar 2021 to 25 May 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 25 May 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 25 May 2023)
    • [FCA CF] Material risk taker (3 Nov 2016 to 25 May 2023)
    • CF30 Customer (14 Oct 2008 to 6 Mar 2016)
  • Nomura Bank International Plc.

    FRN 204419

    • SMF18 Other Overall Responsibility (since 24 May 2023)
    • [FCA CF] Significant management (24 Mar 2021 to 25 May 2023)
    • [FCA CF] Client dealing (3 Nov 2016 to 25 May 2023)
    • [FCA CF] Manager of certification employee (3 Nov 2016 to 25 May 2023)
    • [FCA CF] Material risk taker (3 Nov 2016 to 25 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

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