Orazio Tarda

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 29 Nov 2024)
    • [FCA CF] Material risk taker (since 15 Nov 2024)
    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Client dealing (since 10 Jul 2024)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Significant management (since 29 Nov 2024)
    • [FCA CF] Material risk taker (since 15 Nov 2024)
    • [FCA CF] Manager of certification employee (since 10 Jul 2024)
    • [FCA CF] Client dealing (since 10 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2023 to 1 Mar 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (22 Mar 2019 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2018 to 31 Oct 2021)
    • [FCA CF] Client dealing (6 Nov 2017 to 31 Oct 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 31 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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