Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Ilija Zovko

  IRN IXZ01055

  • [FCA CF] Client dealing (31 Jan 2018 to 16 Mar 2019)
• Irfan Ladak

  IRN IXL01107

  • [FCA CF] Client dealing (26 Apr 2021 to 31 Dec 2021)
  • [FCA CF] Material risk taker (26 Apr 2021 to 31 Dec 2021)
• Isabella Holtze-Petersen

  IRN ISH33721

  • [FCA CF] Client dealing (2 Nov 2018 to 8 Mar 2021)
• Jaap Tanke

  IRN JAT01174

  • [FCA CF] Manager of certification employee (11 Sep 2018 to 16 Sep 2019)
• Jack Henry William Buckland

  IRN JXB02680

  • [FCA CF] Manager of certification employee (since 12 May 2025)
  • [FCA CF] Client dealing (since 17 Oct 2023)
• Jai Rajpal

  IRN JXR01799

  • CF1 Director (26 Nov 2009 to 11 Oct 2010)
• Jaideep Shankar Jagannathan

  IRN JXJ01383

  • [FCA CF] Client dealing (2 May 2018 to 20 May 2019)
• James Alexander Hough

  IRN JXH01552

  • [FCA CF] Manager of certification employee (16 Feb 2023 to 12 Aug 2024)
  • [FCA CF] Client dealing (7 Oct 2022 to 12 Aug 2024)
  • [FCA CF] Material risk taker (7 Oct 2022 to 12 Aug 2024)
• James Angus Williamson

  IRN JXW01750

  • CF30 Customer (29 Jun 2009 to 28 Feb 2011)
• James Daniel Barratt

  IRN JDB01111

  • CF30 Customer (1 Nov 2007 to 21 Oct 2010)
  • CF29 Significant management (1 Nov 2007 to 21 Oct 2010)
  • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
  • CF1 Director (17 Feb 2006 to 13 Mar 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)

No changes recorded yet.